Title:  Regulatory Analyst, Scotiatrust - Toronto, ON

Requisition ID: 265857 

Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.

The Regulatory Analyst, Scotiatrust, contributes to the overall success of Scotiatrust in Canada ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team’s business strategies and objectives. Ensures all activities conducted comply with governing regulations, internal policies and procedures. 

Is this role right for you? In this role you will: 

• Champion a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems and knowledge
• Support and participate in the development/sustainment/operations of the AML/QI/FATCA/CRS programs within Scotiatrust
• Support the root cause analysis on data issues and collaborate with stakeholders on remediation activities
• Review documentation supporting AML/QI/FATCA/CRS programs for all accounts, specifically: monthly reporting annual expiries annual refreshes and certifications as required
• Review existing documentation to ensure program is effective; track completion and remediation where required
• Provide expertise and support to stakeholders on proper documentation and coding
• Support the development and monitoring of standards of fiduciary competence and risk management throughout the company
• Monitor and track returned mail, designated mailboxes, and standard AML/QI/FATCA/CRS and management reporting
• Any other administrative or project-based duties as required
• Understand how the Bank’s risk appetite and risk culture should be considered in day-to-day to-day activities and decisions.
• Actively pursue effective and efficient operations of respective areas in accordance with Scotiabank’s Values, its Code of Conduct and the Global Sales Principles, while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls to meet obligations with respect to operational, compliance, AML/ATF/sanctions and conduct risk.
• Champions a high performance environment and contributes to an inclusive work environment. 

Do you have the skills that will enable you to succeed in this role? We'd love to work with you if you have:

• Demonstrated analytical and organizational skills
• Advanced knowledge of Microsoft Excel
• Knowledge of AML/QI/FATCA/CRS regulations and requirements 

Location(s):  Canada : Ontario : Toronto 

Scotiabank is a leading bank in the Americas. Guided by our purpose: "for every future", we help our customers, their families and their communities achieve success through a broad range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets.  

At Scotiabank, we value the unique skills and experiences each individual brings to the Bank, and are committed to creating and maintaining an inclusive and accessible environment for everyone. If you require accommodation (including, but not limited to, an accessible interview site, alternate format documents, ASL Interpreter, or Assistive Technology) during the recruitment and selection process, please let our  Recruitment team know. If you require technical assistance, please click here. Candidates must apply directly online to be considered for this role. We thank all applicants for their interest in a career at Scotiabank; however, only those candidates who are selected for an interview will be contacted.