Title:  Senior Manager, Global Registrations

Requisition ID: 215283

Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.

The Role
 

Contributes to the overall success of the Global Registrations team in Canada ensuring business strategies, plans and initiatives are executed / delivered in compliance with governing regulations, internal policies and procedures.

Is this role right for you? In this role, you will:
 

• Leads and drives a customer focused culture throughout their team to deepen client relationships and leverage broader Bank relationships, systems and knowledge.
• Provide support to the Director, Global Registrations to ensure appropriate, sustainable, and adapted processes to meet ongoing compliance & regulatory requirements and expectations
• Facilitate the development of straight through process and automation to help enhance the Registrations capabilities 
• Develop and maintain different reporting including Power BI for key stakeholders. Provide risk and data insights
• Review, analyze and recommend changes to the deployment of processes and procedures to increase service value to the registrants and the organization. 
• Liaise and collaborate with key stakeholders and external regulatory bodies to ensure excellent levels of service
• Collect, analyze, and report on registration data against department KPI. Utilize data analysis to enhance department capabilities.
• Facilitate the development and release of education/communication strategy regarding new/revised policies and processes.
• Works with the Canadian registered affiliates to implement regulatory change, and to enhance controls for existing regulatory requirements.
• Maintains deep knowledge & understanding of regulatory requirements and associated changes.
• Understand how the Bank’s risk appetite and risk culture should be considered in day-to-day activities and decisions.
• Creates an environment in which the team pursues effective and efficient operations of their respective areas, while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls within Global Compliance to meet applicable obligations with respect to operational risk, regulatory compliance risk, Anti-Money Laundering/Anti-Terrorist Financing (AML/ATF) risk and conduct risk.
• Builds a high performance environment and implements a people strategy that attracts, retains, develops and motivates their team by fostering an inclusive work environment and using a coaching mindset and behaviours; communicating vision/values/business strategy; and, managing succession and development planning for the team.
   

Do you have the skills that will enable you to succeed in this role? – We’d love to work with you if you have:
 

• Bachelor’s Degree with a minimum of 8 years of relevant experience in the financial services industry, preferably within a regulatory compliance, audit or risk management function;
• Strong analytical and communication skills, results orientation and data driven approach in decision making;
• Ability to communicate clearly and effectively both verbally and in writing;
• Specific regulatory or compliance knowledge

Location(s):  Canada : Ontario : Toronto 

Scotiabank is a leading bank in the Americas. Guided by our purpose: "for every future", we help our customers, their families and their communities achieve success through a broad range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets.  

At Scotiabank, we value the unique skills and experiences each individual brings to the Bank, and are committed to creating and maintaining an inclusive and accessible environment for everyone. If you require accommodation (including, but not limited to, an accessible interview site, alternate format documents, ASL Interpreter, or Assistive Technology) during the recruitment and selection process, please let our Recruitment team know. If you require technical assistance, please click here. Candidates must apply directly online to be considered for this role. We thank all applicants for their interest in a career at Scotiabank; however, only those candidates who are selected for an interview will be contacted.