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Title:  Analyst, U.S. Regulatory Relations

 

 

 

Requisition ID: 101796

Join the Global Community of Scotiabankers to help customers become better off.

 

Scotiabank US

2021 Analyst, U.S. Regulatory Relations

Scotiabank is one of the leading foreign banks serving large national and multinational corporations in the U.S. through its Global Banking and Markets, Global Transaction Banking and Wealth Management business lines. In the United States, Scotiabank has been operating for over 100 years and serves clients through teams of Relationship Managers and Product Specialists working together to offer multi-product solutions to clients' financial needs.


Is this role right for you? 

The Analyst in U.S. Risk Regulatory Relations Group (“RRG”) will assist with the Relations Group in the United States to help ensure regulatory interactions are executed / delivered with high quality of materials and in compliance with internal policies and procedures.

You will responsible for supporting and coordinating supervisory exam management, continuous regulatory monitoring interactions, and reporting to management and committees on regulatory topics. The role includes partnering closely with business unit and control function management and staff to support their regulatory interactions. The incumbent will assist with improving quality of regulatory submissions by providing through review of materials and supporting enhancement of presentations for consistency and branding.

  • Manages coordination of interactions with internal stakeholders and U.S. regulators, including but not limited to:
  • Supporting U.S. oversight for regulatory examinations and regulatory monitoring
  • Co-ordinating with stakeholders to support delivery of requested information, including coordinating and attending regulatory meetings with control functions and business unit personnel, support with summarizing discussions
  • Assist with improving quality of regulatory submissions by providing through review of materials and supporting enhancement of presentations for consistency and branding
  • Collaborating with U.S. Business and Control Function staff to support their regulatory interactions
  • Developing presentations for senior management meetings with regulatory stakeholders and regular reporting on regulatory matters to senior bank stakeholders and committees
  • Support drafting of regulatory responses in coordination with other senior stakeholders and management
  • Assist with centralized issue management systems and repository where documents are stored and previous examination memos and reports are archived
  • Ensuring timely submission of all requested daily, weekly and monthly reporting to our regulators
  • Identifying risks arising from interactions with regulators and escalating them as appropriate
  • Understand how the Bank’s risk appetite and risk culture should be considered in day-to-day activities and decisions.
  • Champions a customer focused culture to deepen regulatory relationships while leveraging broader Bank relationships, systems and knowledge:
  • Actively pursues effective and efficient operations of his/her respective areas, while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the Guidelines for Business Conduct.
  • Works within a high performance and inclusive environment

Do you have the skills you need to succeed? We'd love to work with you, if you have:

  • Bachelor’s degree
  • Experience working at a Financial Services Firm, Consulting Firm, or a similar position
  • Strong skills in Microsoft tools including PowerPoint, Excel, SharePoint, etc.
  • Strong interpersonal and presentation skills with multiple stakeholders both internal and external
  • Excellent organizational and communication skills
  • Ability to work independently
  • Ability to solve problems, multi-task and manage changing priorities
  • Familiarity with rules, regulations and laws a plus

What’s in it for you?

  • Great culture, compensation, and benefits!
  • You will be encouraged to speak up and take initiative on specific projects and be part of an amazing team.
  • The analyst role will also include personal development opportunities and team building activities to enhance your experience.       
  • We are committed to offering you extensive opportunities for training, hands-on experience and career advancement. Simply put, your future is our investment.

 

Location(s):  United States : New York : New York City 

As Canada's International Bank, we are a diverse and global team. We speak more than 100 languages with backgrounds from more than 120 countries. Our employees are committed to a superior customer experience and use the Bank’s six guiding sales practice principles to ensure they act with honesty and integrity.

At Scotiabank, we value the unique skills and experiences each individual brings to the Bank, and are committed to creating and maintaining an inclusive and accessible environment for everyone. If you require accommodation (including, but not limited to, an accessible interview site, alternate format documents, ASL Interpreter, or Assistive Technology) during the recruitment and selection process, please let our Recruitment team know. If you require technical assistance, please click here. Candidates must apply directly online to be considered for this role. We thank all applicants for their interest in a career at Scotiabank; however, only those candidates who are selected for an interview will be contacted.


Nearest Major Market: New York City

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